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Mutual Funds

Abstract

The global outlook series on Mutual Funds provides statistical anecdotes, market briefs, and concise summaries of research findings. The report offers an aerial view of the global mutual funds industry, identifies major short to medium term market challenges, and growth drivers. Market discussions in the report are punctuated with a number of fact-rich market data tables. Regional markets elaborated upon include United States, Canada, Japan, Finland, France, Italy, Luxembourg, Norway, China, Hong Kong, India, South Korea, Philippines, Columbia, Mexico and UAE among others. Also included is an indexed, easy-to-refer, fact-finder directory listing the addresses, and contact details of 574 companies worldwide.

About Global Industry Analysts, Inc.

Global Industry Analysts, Inc. (GIA) is a reputed publisher of off-the-shelf market research. Recognized as one of the most consistently accurate forecasting company in the world, GIA currently serves more than 9,500 companies from 36 countries worldwide. The company was founded in 1987, initially recognized globally as a research boutique specializing in the medical industry. Over the past 25 years, the company expanded its coverage and now publishes extensively upon more than 180 major industries.

Our experienced team is dedicated to world-class research and analysis. We attribute our success to our people, their commitment and work culture.

Table of Contents

1. INDUSTRY OVERVIEW

  • A Synopsis
    • Table 1: World Mutual Fund Market (2011 QI): Percentage Breakdown of Assets by Fund Class- Equity Funds, Bond Funds Money Market Funds, Mixed/Balanced Funds and Others
    • Table 2: Global Mutual Fund Industry (2010): AUM as a Percentage Share of GDP- Breakdown by Country- US, France, Brazil and India
  • Global Recession Wipes Substantial Wealth off Mutual Funds
    • Table 3: Global Mutual Funds Market (2007 & 2008): Breakdown of Assets Under Management in US$ Billion by Fund Class - Equity Funds, Money Market Funds, Bond Funds, Mixed/Balanced Funds, and Others
  • Money Market Mutual Funds Witness Growth During Downturn
    • Table 4: Global Mutual Fund Market (2009Q4, 2010Q4 & 2011Q1): Inflows/Outflows by Asset Class in US$ Billion
  • Market Outlook
    • Table 5: World Recent Past, Current & Future Analysis for Mutual Funds by Geographic Region - US, Canada, Europe, Asia-Pacific, Latin America and Rest of World Markets Independently Analyzed with Assets Under Management (AUM) in US$ Billion for Years 2010 through 2015
    • Table 6: World 5-Year Perspective for Mutual Funds by Geographic Region - Percentage Breakdown of Assets Under Management (AUM) Value for US, Canada, Europe, Asia-Pacific, Latin America and Rest of World Markets for Years 2011 and 2015

2. MARKET TRENDS

  • Distribution Channel - An Indicator of Market State
  • Poor Gains Despite Robust Economic Performance
  • Open-Architecture System Becoming a Norm in the Industry
  • Focus Shifting to Retail Investors
  • Packaged Solutions Gaining Prominence
  • Increase in Risk Appetite Surges Demand for Non-Traditional Products
  • Focusing on Long-Term Growth Strategy
  • Emerging Market Funds On a Growth Trajectory
    • Table 7: US Investment in Foreign Mutual Funds (2009 & 2010): Percentage Breakdown by Net Worth of Investors- Category 1 ($5 million to $25 million), Category 2 ($1 million to $5 million) and Category 3 ($100,000 to $1 million)

3. PRODUCT OVERVIEW

  • Mutual Funds
  • Types of Mutual Funds
  • Equity Funds
  • Bond Funds
  • Hybrid or Balanced Funds
  • Money Market Funds
  • Fund of Funds

4. PRODUCT/SERVICE LAUNCHES

5. MERGERS AND ACQUISITIONS

6. STRATEGIC CORPORATE DEVELOPMENTS

  • A REGIONAL PERSPECTIVE

1. THE UNITED STATES

  • Downturn Plummets Mutual Fund Assets
    • Table 8: Mutual Funds Market in the US (2010): Percentage Share of Assets Under Management by Fund Class - Equity Funds, Money Market Funds, Bond Funds and Hybrid Funds
  • Money Market Funds - The Savior During Crisis
    • Table 9: Portfolio of US Investment Companies (2011): Percentage Breakdown of Investment by Funds- Bond, Stock & Hybrid Funds, Money market Funds, Exchange-Traded Funds, Closed-End Funds and Unit Investment Trusts
    • Table 10: US Long-Term Mutual Fund Assets (2011): Percentage Breakdown of Investment by Funds- Domestic Equity Funds, Bond Funds, International Equity Funds and Hybrid Funds
  • Number of Registered Investment Companies On the Rise
    • Table 11: A Recent Past Perspective of Mutual Funds Market in the US (2004-2008): Number of Registered Investment Companies by Year
  • Individual Accounts Lead the Fray
    • Table 12: Mutual Funds Market in the US (2010): Percentage Breakdown of Net Mutual Fund Assets by Account Type - Individual and Institutional
  • Institutional Investors Increasingly Relying on Mutual Funds
  • Large AMCs to Continue Dominance in the Market
    • Table 13: Mutual Funds Market in the US (2011): Percentage Breakdown of Households That Own Mutual Fund Ranked by Source
    • Table 14: Mutual Funds Market in the US (2011): Percentage Breakdown by Purchase Channel - Inside Employer-Sponsored Retirement Plans; and Outside Employer-Sponsored Retirement Plans [Sales Force (Full-Service Broker, Independent Financial Planner, Bank or Savings Institution Representative, Insurance Agent, and Accountant); and Direct Market (Mutual Fund Company Directly, and Discount Broker)
    • Table 15: An Insight into Select Financial Objective for Investing in Mutual Funds (2011)
  • Tracking the Demographic Pattern
    • Table 16: Mutual Funds Market in the US (2011): Percentage Breakdown of Mutual Funds by Type - Households and Individual Investors
    • Table 17: Mutual Funds Market in the US (2011): Percentage Breakdown of Mutual Fund Ownership Based on Household Income - Less than US$25,000; US$25,000 to US$49, 999; US$50,000 to US$99,999; US$100, 000 to US$199,999; and US$200, 000 or more
    • Table 18: Mutual Funds Market in the US (2011): Percentage Breakdown of Households that Own Mutual Funds by Age Group - 65 Years +, 55-64 Years, 54-45 Years, 44-35 Years, and Below 35 years
    • Table 19: Mutual Funds Market in the US (2011): Percentage Breakdown of Households that Own Mutual Funds by Generation - Baby Boom, Gen-Xers & Yers, and Silent and GI
    • Table 20: Mutual Funds Market in the US (2011): Percentage Breakdown of Households Mutual Fund Assets by Generation - Baby Boom Generation, Silent and GI Generation and Gen Xers & Yers
  • A Historical Perspective

2. CANADA

  • Market Overview
    • Table 21: Leading Mutual Fund Managers in Canada (2011): Percentage Breakdown of Assets Under Management for RBC Asset Management and Phillips Hager & North, IGM Financial, TD Asset Management, CIBC Asset Management, Fidelity Investments Canada ULC, BMO Financial Group, Invesco Trimark, AGF Funds, Franklin Templeton, Dynamic Funds, and Others
  • Market Shows Signs of Recovery
    • Table 22: Mutual Funds Market in Canada (2011): Breakdown of Assets Under Management (in US$ Billion) by Month
  • A Review of the Recent Past
  • Historical Perspective

3. JAPAN

  • A Peek into the Past
    • Table 23: Mutual Funds Market in Japan (2002 & 2007): Percentage Breakdown of Assets Under Management by Fund Class - Stock Funds, Bond Funds, and Money Market Funds
    • Table 24: Mutual Funds Market in Japan (2010): Percentage Breakdown of Assets Under Management by Type of Parent Company - Securities Firms, Banks, Foreign Firms, Insurance Firms, and Independent Firms

4. EUROPE

  • Industry Overview
    • Table 25: European Recent Past, Current & Future Analysis for Mutual Funds by Geographic Region - France, Germany, Italy, UK, Spain, Ireland, Luxembourg and Rest of Europe Independently Analyzed with Assets Under Management (AUM) in US$ Billion for Years 2010 through 2015
    • Table 26: European 5-Year Perspective for Mutual Funds by Geographic Region - Percentage Breakdown of Assets Under Management (AUM) Value for France, Germany, Italy, UK, Spain, Ireland, Luxembourg and Rest of Europe for Years 2011 and 2015
  • Key Statistics
    • Table 27: European Long-Term Mutual Fund AUM (2011): Percentage Breakdown by Asset Class- Equities, Bonds, Balanced Funds and Others
    • Table 28: The UK Mutual Funds Market ((1H-2011): Breakdown of Sales of Funds Under Management- Fund of Funds, Tracker Funds, Ethical Funds and All Funds in £ Billion
  • Leading European Mutual Fund Managers (2011*): Ranked by AUM

4a. FINLAND

  • Recent Past Market Scenario
    • Table 29: Leading Fund Management Companies in Finland (2011): Percentage Breakdown of Net Asset Value of Managed Mutual Fund for Nordea Investment Fund Company Finland Ltd.,OP Fund Management Company Ltd., Sampo Fund Management Ltd., SEB Gyllenberg Fund Management Company Ltd., Evli Fund Management Company Ltd., Aktia Fund Management Company Ltd., Handelsbanken Mutual Fund Company Ltd., Tapiola Asset Management Ltd., FIM Asset Management Ltd., Alfred Berg Funds Ltd., and Others

4b. FRANCE

  • Recent Past Scenario
  • Regulatory Reforms
  • Structure of Mutual Funds Market

4c. ITALY

  • Market Overview
  • Recent Past Statistics
  • Competitive Scenario
    • Table 30: Leading Mutual Funds Groups in Italy (2008): Percentage Breakdown of Assets Under Management for Intesa Sanpaolo, Pioneer Investment, Arca, UBI Banca, Cridit Agricole, and Others
    • Table 31: Leading Mutual Fund Groups in Italy (2008): Percentage Breakdown of Number of Registered Mutual Funds for Intesa Sanpaolo, Cridit Agricole, Pioneer Investment, BNP Paribas, Gruppo Banca Popolare, Mediolanum, UBI Banca, Assicurazioni Generali, Monte Paschi di Siena, Arca, and Others
    • Table 32: Mutual Funds Market in Italy (2008): Percentage Breakdown of Number of Registered Mutual Funds by Fund Class - Equity Funds, Bond Funds, Money Market Funds, Hedge Funds, Balanced Funds, and Flexible Funds

4d. LUXEMBOURG

  • Recent Past Market Scenario
  • Fund Managers Face Significant Challenges

4e. NORWAY

  • A Recent Past Perspective
    • Table 33: Mutual Funds Market in Norway (2007 & 2008): Percentage Breakdown of Mutual Fund Shares Capital by Fund Class - Equity Funds, Hybrid Funds, Bond Funds, and Money Market Funds
    • Table 34: Mutual Funds Market in Norway (2010): Percentage Breakdown of Mutual Fund Capital by Sector- Government, Financial Corporations, Non-Financial Corporations, Households and Others

4f. RUSSIA

  • Market Overview

5. ASIA-PACIFIC

  • Industry Overview

5a. CHINA

  • Market Overview
  • Regulatory Amendments - A Step Towards Liberalizing Norms
  • Recent Past Scenario
    • Table 35: Leading Fund Managers in China (2008): Percentage Breakdown of Net Assets Under Management for China Asset Management, Boshi Fund Management, Harvest Fund Management, China Southern Fund Management, E Fund Management, Da Cheng Fund Management, GF Fund Management, Huaan Fund Management, China International Fund Management, Invesco Great Wall Fund Management, and Others
    • Table 36: Leading Fund Managers in China (2008): Percentage Breakdown of Number of Funds for China Asset Management, Boshi Fund Management, China Southern Fund Management, Da Cheng Fund Management, E Fund Management, Harvest Fund Management, GF Fund Management, Huaan Fund Management, China International Fund Management, Invesco Great Wall Fund Management, and Others

5b. HONG KONG

  • Market Overview
    • Table 37: Mutual Funds Market in Hong Kong (2008): Percentage Breakdown of Number of Authorized Mutual Funds by Fund Class - Equity Funds, Bond Funds, Guaranteed Funds, Diversified Funds, Fund of Funds, Index Funds, Money Market Funds, Hedge Funds, and Others

5c. INDIA

  • Market Overview
    • Table 38: Indian Mutual Funds Industry - Per Capita Assets Under Management (in US$) for Singapore, Brazil, UK and India
  • Factors Driving Growth of Mutual Funds Industry
  • Investor Profile
  • Distribution Channels Vary for Domestic and Foreign Players
  • Recession Slays Investor Confidence
  • Recent Slump Presses Need for Further Improvement in Industry Functioning
  • Regulatory Regime
  • SEBI Abolishes Entry Load
  • QFIs Gain Permit to Invest in Mutual Funds
  • SEBI Relaxes Mutual Fund Merger Norms
  • A Peek into Select Regulatory Amendments
  • Market Trends
  • Mutual Funds Emerge as Preferred Investment Alternative for Investors
  • Gilt Funds and ETFs Gain Popularity
  • Large-Cap Equity Funds Exhibit Poor Performance
  • Global Financial Powerhouses Vying for a Share
  • Outsourcing Gaining Prominence
  • Technological Advancements Drive Market Growth
  • New Product Introductions to Gain Momentum
  • Competitive Scenario
  • Key Statistics
    • Table 39: Asset Management Market in India (2008): Percentage Breakdown of Household Savings by Category - Bank Deposits, Government Instruments, Insurance Funds, Provident and Pension Funds, Currency, and Mutual Funds
    • Table 40: Indian Mutual Funds Market (as on March 2010 & as on March 2011): Percentage Breakdown of Assets Under Management by Schemes - Income, Equity, Liquid. ELSS, Balanced and Others
    • Table 41: Mutual Funds Market in India (2011): Percentage Breakdown of Average Assets Under Management by Asset Management Company - Reliance Mutual Fund, HDFC Mutual Fund, UTI Mutual Fund, ICICI Prudential Mutual Fund, Birla Mutual Fund, SBI Mutual Fund, Franklin Templeton Investments, Tata Mutual Fund, Kotak Mahindra Mutual Fund, DSP BlackRock Mutual Fund, and Others
    • Table 42: Indian Mutual Funds Market (2011): Breakdown of Leading Balanced Funds (in Rs Crore) by Scheme Name - HDFC Prudence Fund-Growth, DSP BlackRock Balanced Fund-Growth, SBI Magnum Balanced Fund-Growth, FT India Balanced Fund-Growth, ING Balanced Fund-Growth, Escorts Opportunities Fund-Growth, HDFC Balanced Fund-Growth, Kotak Balance, PRINCIPAL Balanced Fund-Growth and Sundaram Balanced Fund-Growth
    • Table 43: Mutual Fund Industry in India (2011): Sale and Redemptions of Open-End, Close-End and Interval Funds in Rs Crore
    • Table 44: Liquid/Money Mutual Funds Market in India (2011): Percentage Breakdown of Assets Under Management and Number of Folios by Investor Type - Corporates, Financial Institutions/Banks, High Networth Individuals, FIIs, and Retail
    • Table 45: Gilt Mutual Funds Market in India (2011): Percentage Breakdown of Assets Under Management and Number of Folios by Investor Type - Corporates, High Networth Individuals, Retail, and Financial Institutions/Banks
    • Table 46: Debt Class Mutual Funds Market in India (2011): Percentage Breakdown of Assets Under Management and Number of Folios by Investor Type - Corporates, High Networth Individuals, Retail, Financial Institutions/Banks, and FIIs
    • Table 47: Equity Class Mutual Funds Market in India (2011): Percentage Breakdown of Assets Under Management and Number of Folios by Investor Type - Retail, High Networth Individuals, Corporates, Financial Institutions/Banks, and FIIs
    • Table 48: Balanced Mutual Funds Market in India (2011): Percentage Breakdown of Assets Under Management and Number of Folios by Investor Type - Retail, High Networth Individuals, Corporates, Financial Institutions/Banks, and FIIs
    • Table 49: Gold Exchange Traded Funds Market in India (2011): Percentage Breakdown of Assets Under Management and Number of Folios by Investor Type - Corporates, Financial Institutions/Banks, FIIs, High Networth Individuals, and Retail
    • Table 50: Exchange Traded Funds Market in India (2011): Percentage Breakdown of Assets Under Management and Number of Folios by Investor Type - High Networth Individuals, Corporates, FIIs, Retail, and Financial Institutions/Banks
    • Table 51: Fund of Funds Market in India (2011): Percentage Breakdown of Assets Under Management and Number of Folios by Investor Type - High Networth Individuals, Retail, Corporates, Financial Institutions/ Banks, and FIIs

5d. INDONESIA

  • Regulatory Restrictions Gnawing Growth Prospects

5e. SOUTH KOREA

  • Market Overview
  • Regulatory Changes in the Past

5f. THE PHILIPPINES

  • Market Overview
  • Restraining Forces Check Market Growth

6. LATIN AMERICA

  • Industry Overview

6a. COLOMBIA

  • Market Overview

6b. MEXICO

  • Recent Past Scenario
  • Market Trips Amid Global Financial Meltdown
    • Table 52: Mutual Funds Market in Mexico (2010): Percentage Breakdown of Assets Under Management by Fund Class - Government Bonds, Bank Debts, Equities, and Others
    • Table 53: Mutual Funds Market in Mexico (2010): Percentage Breakdown of Assets Under Management by Category - Financial Sector, Firms Linked with Stockbrokerages, Independent Mutual Fund Investors, and Firms Linked with Credit Organizations
  • Regulatory Supervision

7. THE MIDDLE EAST

7a. ISRAEL

  • A Peek into the Past
    • Table 54: Number of Active Mutual Funds in Israel (2006-2011)

7b. UNITED ARAB EMIRATES

  • Lacks Favorable Regulatory Environment

GLOBAL DIRECTORY

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